Product and Compliance Track - Panel 1: Client Portfolio Analytics: Tools and Testing
Date & Time
Thursday, June 17, 2021, 10:30 AM - 11:15 AM
Dennis Gallant, Senior Analyst, Aite Group

Competition for managing client assets continues to increase, providing investors and financial advisors with more choice and points of access to investment management services. Additionally, the wealth management marketplace faces more scrutiny in an increasingly fiduciary environment. To compete, differentiate, establish value, and stay compliant, financial institutions and financial advisors will need to demonstrate their ability to better manage current or prospective client portfolios.

This panel will discuss:

  • The drivers and demand for portfolio analysis by investors, financial institutions, financial advisors, and retail asset management firms
  • How financial institutions and financial advisors analyze current and prospective client portfolios, including tools leveraged and sources of support
  • The critical capabilities and features, along with the key challenges, in analyzing client portfolios