Product and Compliance Track - Panel 2: Regtech’s Role in Building Trust
Date & Time
Thursday, June 17, 2021, 11:30 AM - 12:15 PM
Meghna Mukerjee, Senior Analyst, Aite Group

Efficiently managing regulatory compliance continues to be top of mind for wealth managers, and it is driving business and revenue model changes for the industry. As regulators globally get more stringent, wealth managers need the right technology tools to manage the regulatory costs and complexities—be they in the Know Your Customer and anti-money laundering provisions, regular reporting and monitoring, cross-border activities, or other areas. While the need to put the client at the heart of every decision is paramount, wealth managers can leverage frictionless compliance as a competitive advantage.

This panel will discuss:

  • The opportunity to create enhanced client and advisor experiences through intelligent regtech tools
  • The mindset shift among wealth managers to use dynamic compliance strategically to build client confidence  
  • How regtech solutions can decrease costs-to-income ratios and increase accountability for financial institutions