Digital Transformation in Wealth Management Roundtable & Networking Forum 


The widespread awareness and appeal of robo-offerings have cascaded across the financial services industry; as a result, wealth management firms face mounting pressure to recast their business models around digital engagement with their clients. On the surface, this digital transformation appears to be impacting the front office only, but wealth management firms have come to realize that they have to rethink large portions of their business and operating models to make the leap to a digital future successfully.

Join Aite Group's Wealth Management analysts to:

  • Hear from industry experts how leading firms are tackling digital transformation and what key decisions have to be taken early to succeed
  • Discover how leading financial institutions are digitally enhancing client experience while identifying ways to improve the effectiveness of their financial advisors
  • Network with your peers and share best practices and lessons learned to shape the next generation of wealth management practices

Who Should Attend:

  • Heads/VPs of digital strategy
  • Heads/VPs of strategy
  • Heads of wealth management
  • VPs of advice

Aite Group Event Chairs and Moderators

Greg O'Gara
Senior Analyst
Aite Group
Alois Pirker
Research Director
Aite Group
Dennis Gallant
Senior Analyst
Aite Group

Featured Speakers

Doug Besso
Chief Technology Officer,
Bill Capuzzi
Chief Executive Officer,
Apex Clearing
Mike Everett
VIce President of Business Development,
Mojgan Nowain
Vice President, Information Technologies,
Capital Group Companies
Lori Hardwick
Founder & President, 
Advisor Innovation Labs
Anders Jones
CEO and Co-Founder,
Facet Wealth
Eric Poirier
Chief Executive Officer,
Scott Reddel
Managing Director
Michael Rodgers
Executive Vice President,

Agenda at a Glance*

Tuesday, June 4, 2019

7:45am – 8:15am          Registration and Networking Breakfast

8:15am – 8:30am          Opening Remarks and Key Findings from Aite Group Research

8:30am – 9:15am          Panel 1 - The Evolution of Hybrid Advice

9:15am – 10:00am        Panel 2 - The Changing Role of Data in Digital Transformation

10:00am – 10:20am     Sponsor Showcase & Networking

10:20am - 11:05am      Panel 3 - Clearing and Custody Requirements in a Digital World

11:05am - 11:10am       Closing Comments

11:10am - 11:30am       Sponsor Showcase & Networking

                                             *Subject to Change

Sponsored by

Interested in sponsoring this event?
Please contact us at today to discuss our sponsorship opportunities!

Harvard Club of New York City
35 West 44th Street
New York, NY  10036